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The Latest Breaking News from Securities and Exchange Commission

SEC Charges 6 Individuals, 2 Companies For Cannabis Stock Promotion Scheme

On September 30, the Securities and Exchange Commission (SEC) announced that it had charged 6 individuals and 2 companies for the involvement in a stock promotion scheme that included Emerald Health Pharmaceuticals, Elegance Brands Inc.

Benzinga

Kim Kardashian to pay $1.3 million to SEC for crypto touting

Kim Kardashian will pay $1.26 million to settle Securities and Exchange Commission allegations that she broke US rules by touting a crypto token without disclosing she was paid for the promotion.

Tribune News Service

Kim Kardashian pays $1.26m for unlawful crypto promo

WASHINGTON: US reality star Kim Kardashian has agreed to pay a $1.26 million fine after unlawfully pushing a cryptocurrency on Instagram without revealing that she was paid to do so, the Securities and Exchange Commission announced Monday.

Bangkok Post

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Kim Kardashian settles with SEC over crypto promotion

Kim Kardashian has agreed to settle charges brought by the Securities and Exchange Commission and pay $1.26 million because she promoted on social media a crypto asset security offered and sold by EthereumMax without disclosing the payment she received for the plug

The Independent UK

SEC announces lawsuits for 'wash trading'

The Securities and Exchange Commission (SEC) is taking legal action against five entities for creating an artificial volume of digital assets on Bitkub and Satang cryptocurrency exchanges.

Bangkok Post

SEC to supervise digital asset custodians

The Securities and Exchange Commission (SEC) has added digital asset custodian as a business under its supervision to standardise preservation of digital assets and increase investor protection.

Bangkok Post

Arkhom calls for study of loopholes related to forex

Finance Minister Arkhom Termpittayapaisith has asked the Securities and Exchange Commission (SEC) and the Bank of Thailand to examine any legal loopholes to prevent recurring cases of foreign exchange Ponzi schemes.

Bangkok Post

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Chaiwut puts blame on SEC for scam spike

The Securities and Exchange Commission (SEC) is failing to adequately monitor firms offering new investment schemes, says Minister for Digital Economy and Society, Chaiwut Thanakamanusorn.

Bangkok Post

B2.7m fine imposed on True executive for insider trading

The Securities and Exchange Commission has imposed a fine of 2.7 million baht on an executive at True Corporation (True) for insider trading.

Bangkok Post

Florida man and ‘Mother Theresa’ accused of raising $196 million in a Ponzi scheme

MIAMI — Filings by the Securities and Exchange Commission and the Justice Department accuse a Fort Lauderdale man of getting $6.5 million of the $42 million defrauded from investors via a Ponzi scheme run through a North Lauderdale woman’s company.

Miami Herald

SEC tightens rules for digital asset ads

The Securities and Exchange Commission (SEC) took steps yesterday to tighten the rules governing the digital asset market and penalise businesses that breach regulations.

Bangkok Post

EXCLUSIVE: Why Nvidia Could See '$2-Billion Hit In 2023' From US Crackdown On China Chip Exports

Nvidia Corporation (NASDAQ: NVDA), a graphics chip manufacturer and investor favorite, reported in a filing with the Securities and Exchange Commission on Wednesday that the Biden administration has put restrictions in place that prevent the chip giant from selling its A100 and H100 chips to Russia and Chin

Benzinga

Did Twitter ignore basic security measures? A cybersecurity expert explains a whistleblower's claims

Twitter’s former security chief, Peiter “Mudge” Zatko, filed a whistleblower complaint with the Securities and Exchange Commission in July 2022, accusing the microblogging platform company of serious security failings. The accusations amplified the ongoing drama of Twitter’s potential sale to Elon Musk.

The Conversation

Bitkub CTO to appeal insider trading

The chief technology officer (CTO) of Bitkub, Thailand's largest cryptocurrency exchange, said he will appeal against the Securities and Exchange Commission's (SEC) 8.53-million-baht fine for insider trading, and will remain in the position until the legal process is clarified.

Bangkok Post

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Bangkok Post

B8.5m fine for Bitkub coin insider trading

The Securities and Exchange Commission has fined an executive member of Bitkub Blockchain Technology Co (BBT) 8.53 million baht for insider trading.

Ballotpedia

Economy and Society, August 30, 2022: Texas lists 10 funds ineligible for business with state over ESG policies

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social, and Corporate Governance (ESG) trends and events that characterize the growing intersection between business and politics.

Bangkok Post

SCB scraps deal for Bitkub

Siam Commercial Bank (SCB) has scrapped a 17.8-billion-baht deal to buy a controlling stake in Bitkub Online, saying the country’s biggest digital asset exchange needs time to fix regulatory issues.

Ballotpedia

Economy and Society, August 23, 2022: Attorney General ESG push back across the states

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Tribune News Service

ESG fund disclosures should be streamlined, investor and advocacy groups tell SEC

The Securities and Exchange Commission needs to simplify proposed rules to require more disclosure from funds touting their environmental, social and governance factors, or else the agency will fail to eradicate so-called greenwashing, investment and advocacy groups are warning.

Bangkok Post

Warning issued over DeFi transactions

The Securities and Exchange Commission (SEC) is warning investors to exercise caution when making decentralised finance (DeFi) transactions, saying there are risks and they do not fall under the supervision of the country's regulators.

Reason

The Good, the Bad, and the Ugly of Jarkesy v. SEC

Assessing an aggressive Fifth Circuit opinion declaring Securities & Exchange Commission proceedings unconstituional.

Ballotpedia

Economy and Society, August 16, 2022: ESG becomes a campaign theme

Tribune News Service

‘Securities’ label in SEC insider case may have broad crypto impact

WASHINGTON — The Securities and Exchange Commission fired a warning shot at the cryptocurrency industry when it filed an insider trading case that declared several digital assets qualify as securities, according to those closely following the agency.

Bangkok Post

SEC demands Zipmex clarify bankruptcy filing

The Securities and Exchange Commission (SEC) is demanding answers from executives of Zipmex after the cryptocurrency exchange refused to explain its filing for debt relief in Singapore.

Los Angeles Times

Michael Hiltzik: A ransomware attack cost this entrepreneur a year of his life and almost wrecked his business

When ransomware bandits struck his business last June, encrypting all his data and operational software and sending him a skull-and-crossbones image and an email address to learn the price he would have to pay to restore it all, Fran Finnegan thought it would take him weeks to restore everything to…

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