Get all your news in one place.

100's of premium titles.
One app.

Get all your news in one place.

100's of premium titles. One news app.

The Latest Breaking News from Securities and Exchange Commission

SEC chairman suggests no-action pause could continue

Securities and Exchange Commission (SEC) Chairman Paul Atkins said the agency may continue suspending most no-action letters for shareholder proposal disputes beyond the current proxy season. Speaking on July 9 at the Society for Corporate Governance National Conference in Nashville, Tennessee, Atkins said the policy change caused fewer disruptions than…

Ballotpedia

SEC filings need review

Confidence in Thailand's capital market has been shaken again after the name of an obscure individual, Supaporn Phimpong, appeared in Securities and Exchange Commission (SEC) filings as the reported owner of a 7% stake in True Corporation. True executives said they were unaware of such a shareholder.

Bangkok Post

Robe & Gavel: Federal Judicial Vacancy Count released for June 2026

Welcome to the June 8 edition of Robe & Gavel, Ballotpedia’s newsletter about the Supreme Court of the United States (SCOTUS) and other judicial happenings around the U.S.

Ballotpedia

From analysis to the latest developments in health,
read the most diverse news in one place.

Adani Enterprises resolves US Treasury sanctions case with $275 mln settlement after 'proactive' disclosure, cooperation

Adani Enterprises has agreed to a $275 million settlement with the US Treasury. This resolves potential civil liability for 32 apparent violations of US sanctions on Iran. The company bought liquefied petroleum gas from a Dubai trader. This gas had actually originated from Iran. Separately, the US Securities and Exchange…

The Economic Times

Adani settles SEC case, criminal charges set to be dropped — a 17-month legal battle winds down

Gautam Adani and his nephew Sagar will pay $18 million to settle US Securities and Exchange Commission charges. The Adani Group faces allegations of false statements regarding Adani Green Energy Ltd. This settlement could pave the way for the conglomerate's return to international markets. The Justice Department is also moving…

The Economic Times

More GameStop stores across the US are reportedly expected to shut down this month as part of cost-cutting efforts

GameStop is reportedly planning to shutter multiple stores across the United States in January as part of the company's ongoing cost-cutting efforts.

TechRadar

SEC Opens Civil Probe Into Jefferies Over $12B First Brands Collapse

The U.S. Securities and Exchange Commission is investigating Jefferies Financial Group Inc. (NYSE:JEF) over whether the investment bank adequately informed investors about its exposure to First Brands Group, the now-bankrupt car parts supplier whose collapse triggered widespread scrutiny across the private credit sector.

Benzinga

Read news from The Economist, FT, and more,
with one subscription

Anthony Scaramucci Says SEC Should Cut Some Red Tape So Everyday Joes Can Get A Piece Of SpaceX And OpenAI: 'Hard For The Public To Get Access'

Anthony Scaramucci, the SkyBridge founder known as "The Mooch," once argued that heavy-handed Securities and Exchange Commission rules are shutting ordinary Americans out of the country's most exciting companies.

Benzinga

Quantum Tech Meets AI Chips — Global X's New ETF Goes All In

Global X is planning to expand its lineup of technology offerings with the filing for the launch of the Global X AI Semiconductor Quantum ETF, as per a Securities and Exchange Commission filing on Tuesday.

Benzinga

Trump's 'Bolder' Push For Bi-Annual Reporting Might Become A Reality By 2027, Say Experts: 'We May Actually See Action'

President Donald Trump‘s campaign to abolish quarterly corporate reporting is gaining traction as the White House takes a more active role in shaping the Securities and Exchange Commission’s (SEC) agenda.

Benzinga

Ex-Opendoor CEO Carrie Wheeler Cashes Out Nearly $35 Million After 'OPEN Army' Meme Rally Saves Stock From Delisting

Former Opendoor Technologies Inc. (NASDAQ:OPEN) CEO Carrie Wheeler sold 7 million shares worth $34.95 million on Tuesday, according to Securities and Exchange Commission Form 144 filings.

Benzinga

Trump's Crypto Advisors Push SEC And CFTC To Unite And Streamline Digital Asset Regulation

The Securities and Exchange Commission and the Commodity Futures Trading Commission announced a joint initiative on Tuesday to streamline the trading process of cryptocurrency assets.

Benzinga

Elon Musk Files Motion To Dismiss SEC Lawsuit Over 2022 Twitter Stake Disclosure Violation

Billionaire Elon Musk filed a motion on Thursday to dismiss the Securities and Exchange Commission's civil lawsuit accusing him of failing to disclose his Twitter Inc.—now rebranded as X—stake within required timeframes in 2022.

Benzinga

Palantir CEO Alex Karp Dumps $63 Million In Stock As PLTR Surges 111% This Year

Palantir Technologies Inc. (NASDAQ:PLTR) CEO Alex Karp executed a massive $62.7 million stock sale over two days, according to Securities and Exchange Commission Form 4 filings. The transaction comes as the data analytics company faces mounting valuation pressure and increased short interest.

Benzinga

Get all your
news in one place.

100's of premium titles.
One news app.

Newslaundry

US SEC says Modi govt has not delivered bribery case summons to Adani Group

The United States Securities and Exchange Commission (US SEC) has been unable to serve summons to Gautam Adani, his nephew Sagar Adani, and the Adani Group in India. The US SEC, in a filing on Monday, August 11, told a New York Eastern District court that they asked India’s Ministry…

Benzinga

Crypto Founders, Take Note: These SEC Roundtables Could Decide The Rules That Govern You

The Securities and Exchange Commission’s Crypto Task Force is expanding its outreach nationwide through a newly announced series of roundtables scheduled across key U.S. cities.

Reason

What Is the SEC Hiding?

To settle with the Securities and Exchange Commission, you must swear silence.

The National (Scotland)

Elon Musk sued by US commission over $150m Twitter share claims

ELON Musk is being sued by the US Securities and Exchange Commission (SEC) ...

Get all your
news in one place.

100's of premium titles.
One news app.

Fortune

‘Higher-ups are in our pocket’ — An aviation giant with billions in military contracts admits to bribing officials in Nepal and South Africa

AAR Corp. will pay $55 million to resolve bribery investigations by the Justice Department and Securities and Exchange Commission

Evening Standard

FTSE 100 Live 05 December: Vodafone-Three deal cleared, Frasers slides and Bitcoin tops $100k

Bitcoin has topped $100,000 for the first time after Donald Trump picked a crypto advocate to run the Wall Street regulator.

Benzinga

How Donald Trump's Return Will Change The Crypto Regulation Game For Coinbase, Binance, Kraken

The Securities and Exchange Commission's aggressive stance on the cryptocurrency industry may soon be replaced with a more accommodating regulatory approach.

Top News

SEC Chair Gary Gensler To Step Down January 20

SEC Chair Gary Gensler resigns after advocating for crypto regulation, facing industry backlash. Bitcoin surges post-resignation.

The Independent UK

SEC Chair Gary Gensler, who led US crackdown on cryptocurrencies, to step down

Securities and Exchange Commission Chair Gary Gensler will step down from his post on January 20

Zenger

House Passes Bills Limiting ESG And SEC Rules Amid Growing Debate‌ ‌

Legislation challenges ESG in investment decisions and climate risk disclosures, sparking industry reactions and political discourse.‌

The Conversation

Will a market crash one day be pinned on the Supreme Court? An accounting expert explains why recent rulings have him worried

In two major rulings this past month, the U.S. Supreme Court curtailed the authority of federal agencies to draft and enforce policies that affect the nation’s financial health. One important agency, the Securities and Exchange Commission, took a particularly big hit.

1 2 3 4 5

People

From analysis to the latest developments in health,
read the most diverse news in one place.

Organisations

the Justice Department

Read news from The Economist, FT, and more,
with one subscription

Topics

Places

Fourteen days free

Download the app

One app. One membership.
100+ trusted global sources.