The Latest Breaking News on Securities and Exchange Commission

High Times, Elegance, Emerald Health Pharmaceuticals Among 8 Cannabis Co. Involved in Promotion Scheme, Says SEC

On September 30, the Securities and Exchange Commission (SEC) announced that it had charged eight cannabis stocks, in a stock…

Benzinga

Kim Kardashian to pay $1.3 million to SEC for crypto touting

Kim Kardashian will pay $1.26 million to settle Securities and Exchange Commission allegations that she broke US rules by touting…

Tribune News Service

Kim Kardashian pays $1.26m for unlawful crypto promo

WASHINGTON: US reality star Kim Kardashian has agreed to pay a $1.26 million fine after unlawfully pushing a cryptocurrency on…

Bangkok Post

Read news from The Economist, FT, Bloomberg and more, in one place.

Kim Kardashian to pay $1.26M to settle SEC crypto charges

The SEC alleged that the celebrity billionaire used her Instagram account to tout EthereumMax’s token, EMAX, without adding any disclaimer…

Politico

Kim Kardashian pays $1.26 mn for unlawful crypto promo

Washington (AFP) - US reality star Kim Kardashian has agreed to pay a $1.26 million fine after unlawfully pushing a…

AFP

Kim Kardashian settles with US agency over crypto promotion

Kim Kardashian has agreed to settle charges brought by the US Securities and Exchange Commission (SEC) and pay 1.26 million…

Irish Independent

SEC announces lawsuits for 'wash trading'

The Securities and Exchange Commission (SEC) is taking legal action against five entities for creating an artificial volume of digital…

Bangkok Post

US fines 16 Wall Street firms $1.1 bn for lax recordkeeping

New York (AFP) - US regulators fined 16 Wall Street firms a total of $1.1 billion over failures to keep…

AFP

SEC to supervise digital asset custodians

The Securities and Exchange Commission (SEC) has added digital asset custodian as a business under its supervision to standardise preservation…

Bangkok Post

Read news from The Economist, FT, Bloomberg and more, in one place.

Arkhom calls for study of loopholes related to forex

Finance Minister Arkhom Termpittayapaisith has asked the Securities and Exchange Commission (SEC) and the Bank of Thailand to examine any…

Bangkok Post

Chaiwut puts blame on SEC for scam spike

The Securities and Exchange Commission (SEC) is failing to adequately monitor firms offering new investment schemes, says Minister for Digital…

Bangkok Post

B2.7m fine imposed on True executive for insider trading

The Securities and Exchange Commission has imposed a fine of 2.7 million baht on an executive at True Corporation (True)…

Bangkok Post

SEC tells auditors to vet clients based in China

The Securities and Exchange Commission is telling American audit firms to be cautious about taking on as new clients Chinese…

Irish Independent

From analysis to the latest developments in health, read the most diverse news in one place.

Florida man and ‘Mother Theresa’ accused of raising $196 million in a Ponzi scheme

MIAMI — Filings by the Securities and Exchange Commission and the Justice Department accuse a Fort Lauderdale man of getting…

Miami Herald

SEC tightens rules for digital asset ads

The Securities and Exchange Commission (SEC) took steps yesterday to tighten the rules governing the digital asset market and penalise…

Bangkok Post

EXCLUSIVE: Why Nvidia Could See '$2-Billion Hit In 2023' From US Crackdown On China Chip Exports

Nvidia Corporation (NASDAQ: NVDA), a graphics chip manufacturer and investor favorite, reported in a filing with the Securities and Exchange…

Benzinga

Bitkub CTO to appeal insider trading

The chief technology officer (CTO) of Bitkub, Thailand's largest cryptocurrency exchange, said he will appeal against the Securities and Exchange…

Bangkok Post

B8.5m fine for Bitkub coin insider trading

The Securities and Exchange Commission has fined an executive member of Bitkub Blockchain Technology Co (BBT) 8.53 million baht for…

Bangkok Post

Economy and Society, August 30, 2022: Texas lists 10 funds ineligible for business with state over ESG policies

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social,…

Ballotpedia

From analysis to the latest developments in health, read the most diverse news in one place.

Stocks Higher, Bed Bath & Beyond, Lucid Group, Peloton And Best Buy In Focus - Five Things To Know

Stock futures bounce as dollar, oil retreat; Bed, Bath & Beyond surges as memers await strategy update; Lucid Group files…

The Street

SCB scraps deal for Bitkub

Siam Commercial Bank (SCB) has scrapped a 17.8-billion-baht deal to buy a controlling stake in Bitkub Online, saying the country’s…

Bangkok Post

Economy and Society, August 23, 2022: Attorney General ESG push back across the states

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social,…

Ballotpedia

ESG fund disclosures should be streamlined, investor and advocacy groups tell SEC

The Securities and Exchange Commission needs to simplify proposed rules to require more disclosure from funds touting their environmental, social…

Tribune News Service

Warning issued over DeFi transactions

The Securities and Exchange Commission (SEC) is warning investors to exercise caution when making decentralised finance (DeFi) transactions, saying there…

Bangkok Post

Economy and Society, August 16, 2022: ESG becomes a campaign theme

Economy and Society is Ballotpedia’s weekly review of the developments in corporate activism; corporate political engagement; and the Environmental, Social,…

Ballotpedia