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The Latest Breaking News from Finra

Morgan Stanley Fined by US Regulator for Municipal Securities Violations

Morgan Stanley, a leading financial services firm, has been fined by US regulator FINRA for violations related to municipal securities, highlighting the im...

Financial Adviser Designations Are Not All the Same

Financial Adviser Designations Are Not All the Same

Just because a financial adviser has credentials after their name doesn’t mean they meet the same rigorous standards as others do. How to figure out who you can trust.

Arbitrators, Like Judges, Are Immune from Libel Lawsuits Based on Their Opinions

From today's decision by Judge Jia Cobb in Seltzer v. Financial Industry Regulatory Authority: Plaintiff Susan Seltzer participated in an arbitration proceeding before the Financial Industry Regulatory Authority (FINRA). The arbitration concluded with a written award that was published online. Seltzer alleges that the award defamed her by incorrectly describing…

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Laid Off Near Retirement? How to Prepare for What’s Next

While this is a very stressful time, it’s also an opportunity to reassess values, visions and dreams and get plans in place for the future.

Gen Z Investors Start Surprisingly Early, Prefer Crypto to Stocks

Gen Z has developed its own unique investing behaviors that reflect its status as the first truly "digital native" generation.

How to Find Room for Philanthropy Despite Challenging Times

The 'philanthropic squeeze' hits when consumers face higher costs and lower investment returns. Consider these three ways to maintain charitable giving.

It may be easier to sue your employer for sexual harassment now, but one huge barrier is preventing real progress

It's been a year since a #MeToo inspired law made it easier for workers to sue employers for sexual harassment. But Gretchen Carlson says the work is far from done.

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INTERVIEW: Bruce Fenton Is Running For Senate On An Unregulated Bitcoin Market Platform

INTERVIEW: Bruce Fenton Is Running For Senate On An Unregulated Bitcoin Market Platform

It has been a long July in this crypto winter, and inflation has heated up more than expected, reaching a 40-year high in June.

Why Did Warren Buffett Get Confused By FINRA And Fractional Trading: New Rule Causes Surge In BRK.A's Reported Trading Volume

Why Did Warren Buffett Get Confused By FINRA And Fractional Trading: New Rule Causes Surge In BRK.A's Reported Trading Volume

Berkshire Hathaway, Inc.

Marijuana Strategic Ventures, Changes Name To Mushrooms, New Management And Business Model

Marijuana Strategic Ventures, Changes Name To Mushrooms, New Management And Business Model

Marijuana Strategic Ventures, Inc. (OTCPK:MSVI) has officially changed its name to Mushrooms, Inc., through the filing of amended and restated articles of incorporation with the Nevada Secretary of State.

Blue Ocean Technologies' CEO Says 24-Hour Stock Trading Is Coming

Benzinga, a media and data provider bridging the gap between retail and institutional investors, will be bringing back its annual Global Fintech Awards event to New York City on Dec. 8, 2022.

The Vision and Challenge For Teen Investing App Bumper Ahead Of Launch

The Vision and Challenge For Teen Investing App Bumper Ahead Of Launch

In studies conducted by FINRA, just over 50% of adults say finance makes them anxious, with individuals between the ages of 18 and 34 having the highest levels of anxiety. The source of this uneasiness? In part, it is the fear and struggles to keep up with widening gaps in…

This Fintech Is Getting Teens Into Investing, But Parents Can Still Keep A Close Eye

This Fintech Is Getting Teens Into Investing, But Parents Can Still Keep A Close Eye

In studies conducted by FINRA, just over 50% of adults say finance makes them anxious, with individuals between the ages of 18 and 34 having the highest levels of anxiety. Why so much stress? In part, the fear and struggles to keep up with widening gaps in the economy.

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