The Latest Breaking News from Finra

From today's decision by Judge Jia Cobb in Seltzer v. Financial Industry Regulatory Authority: Plaintiff Susan Seltzer participated in an arbitration proceeding before the Financial Industry Regulatory Authority (FINRA). The arbitration concluded with a written award that was published online. Seltzer alleges that the award defamed her by incorrectly describing…

While this is a very stressful time, it’s also an opportunity to reassess values, visions and dreams and get plans in place for the future.

Gen Z has developed its own unique investing behaviors that reflect its status as the first truly "digital native" generation.

The 'philanthropic squeeze' hits when consumers face higher costs and lower investment returns. Consider these three ways to maintain charitable giving.

It's been a year since a #MeToo inspired law made it easier for workers to sue employers for sexual harassment. But Gretchen Carlson says the work is far from done.

It has been a long July in this crypto winter, and inflation has heated up more than expected, reaching a 40-year high in June.

Berkshire Hathaway, Inc.

Marijuana Strategic Ventures, Inc. (OTCPK:MSVI) has officially changed its name to Mushrooms, Inc., through the filing of amended and restated articles of incorporation with the Nevada Secretary of State.

Benzinga, a media and data provider bridging the gap between retail and institutional investors, will be bringing back its annual Global Fintech Awards event to New York City on Dec. 8, 2022.

In studies conducted by FINRA, just over 50% of adults say finance makes them anxious, with individuals between the ages of 18 and 34 having the highest levels of anxiety. The source of this uneasiness? In part, it is the fear and struggles to keep up with widening gaps in…

Advisors looking for new ways to apply their technical knowledge can serve as arbitrators and an expert witness.