The Latest Breaking News from SEC

The Checks and Balances Letter delivers news and information from Ballotpedia’s Administrative State Project, including pivotal actions at the federal and state levels related to the separation of powers, due process, and the rule of law.

The backlash recently suffered by U.S.-listed Chinese stocks is partly attributable to fears of potential delistings in the U.S. The delisting threat stems from the SEC's mandate that the companies should share their audit inspection as a precondition for continued listing in the U.S. It now appears that Chinese authorities are…

WASHINGTON — State regulators are taking the lead on cryptocurrency enforcement in the absence of a national approach to regulation, in some cases acting years before companies faced federal charges.

The U.S. Securities and Exchange Commission released its long-awaited proposal to require companies to disclose their climate risks to investors, and it’s arguably the most significant action on climate change yet under the Biden administration.

U.S. regulators proposed stringent requirements for publicly traded companies to report information on greenhouse-gas emissions and risks related to climate change. 

State regulators are often faster than federal agencies in bringing charges against cryptocurrency companies for market misbehavior.

New rule could stop firms from ‘greenwashing’

SEC to require climate-change risk disclosures under new plan

So maybe Josh Pastner was right all along.

The Securities and Exchange Commission (SEC) is looking to govern the issuance, listing and trading of ready-to-use utility tokens on local digital asset exchanges, with an emphasis on information transparency, to enhance protection for investors.

After Nico Iamaleava's Monday commitment to Tennessee, the quarterback market is reset